GORDON ANDREW DAVID 1717955 Data last updated 2025-02-01 06:40:02 -0600 US CDT
Latest Holdings
Notice: Data summarized from Form 3,4,5 filings, which do not include holdings/transactions of investment institution(s), if any, managed by the reporter.
Non-derivative Transactions CSV download
Tips: type "code_s" to show transactions with code "S".
| Filing Date | Transaction Date | Operation Date | Original Filing | Reporter | Relation | Opr | Amounta | %(Owned)b | ‱(SO)c | Avg Prcd | Account | Type | Full Name | Code | Remain | Shares Outstanding (Million)e |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-12-16 | 2024-12-09 | 2024-12-09 | 4 | Gordon Andrew David | SUB-ADVISER INV COMM MEMBER | acq | 19841.27 | 100.0 | 25.2 | Joint With Spouse | Class I Shares | OCTAGON XAI CLO INCOME FUND | code P | 19841.27 | 0.0 (OCTIX) | |
| 2025-01-03 | 2024-12-31 | 2024-12-31 | 4 | Gordon Andrew David | SUB-ADVISER INV COMM MEMBER | acq | 1183.899 | 5.63 | 25.34 | Joint With Spouse | Class I Shares | OCTAGON XAI CLO INCOME FUND | code P | 21025.169 | 0.0 (OCTIX) |
Derivative Transactions
Tips: type "code_m" to show transactions with code "M".
| Filing Date | Transaction Date | Operation Date | Original Filing | Reporter | Relation | Opr | Amounta | %(Owned)b | ‱(SO)c | Avg Prcd | Account | Type | Full Name | Code | Remain | Shares Outstanding (Million)e |
|---|
a Sum of same type of securities in the form
b Relative to reporter's shares owned before (disposition) or after (acquisition) operation
c Relative to issuer's shares outstanding (1/10000)
d Average price for securities of the same type. Check the original form for detailed prices of multiple transactions
e Documented shares outstanding closest to the transaction date
Note: Corporate may change mapped CIK when merge or spin-off happen. Please report error if the ticker you searched for does not have up-to-date insider trading information.
Show up to records per table for current tier. Access Guide)